Please note that only Echelon Wealth Partners is a member of CIPF and regulated by IIROC; *Chevron Wealth Preservation is not regulated by IIROC nor is it protected under the CIPF

Institutional Services

 

 

 

 

Our Institutional Investor Service caters to Small/Mid Size Institutions and Venture-Capital firms:

  • investment strategies execution -  our dedicated managers will execute your trades with best execution in mind 

  • insider trades reporting - we will monitor and report back all insider trades, that require SEDI reporting.  We will notify insiders of the filling deadlines.  Under NI 55-104, insiders' beneficial ownership of securities must be reported within five calendar days.  If a change in the holdings occurs before any federal or provincial holidays, we will outline the time constraint. 

  • risk mitigation - we will review the parameters around the trades and report to the key person(s) 

  • trade settlement - we will liaise with your custodians and prime brokerage to clear any outstanding issues

We offer a comprehensive set of trade execution services to help your publicly traded company efficiently manage the insider trades and capture market opportunities.  

 

We  also provide your key employees and insiders with the services that help them meet their financial goals and report their trades within the allotted time-frame allowed.  

Gain more insight on the trading products available for institutional style accounts?